Sun Tzu (also rendered as Sun
Zi) was a Chinese general, military strategist, and philosopher who lived
in the Spring And Autumn period of
ancient China. Sun Tzu is traditionally credited as the author of The Art of War, a widely
influential work of military strategy that
has affected both Western and Eastern philosophy. Aside from his legacy as
the author of The Art of War,
Sun Tzu is revered in Chinese and Asian
culture as a legendary historical
figure. His birth name was Sun
Wu, and he was known outside of his family by his courtesy name changeing. The name Sun
Tzu by which he is best known
in the West is an honorific which means "Master Sun".
Sun Tzu's historicity is uncertain. Sima Qian and other traditional historians
placed him as a minister to King
Helü of Wu and
dated his lifetime to 544–496 BC. Modern scholars accepting his historicity
nonetheless place the existing text of The
Art of War in the laterWarring
States period based upon its
style of composition and its descriptions of warfare.Traditional accounts state
that the general's descendant Sun
Bin also wrote a treatise on
military tactics, also titled The
Art of War. Since both Sun Wu and Sun Bin were referred to as Sun Tzu in
classical Chinese texts, some historians believed them identical prior to the
rediscovery of Sun Bin's treatise in 1972.
Sun Tzu's work has been praised and
employed throughout East Asia since its composition. During the
twentieth century, The Art of
War grew in popularity and
saw practical use in Western
society as well. It continues to
influence many competitive endeavors in Asia, Europe, and America including
culture, politics, business,and
sports, as well as modern
warfare.
Life
The
oldest available sources disagree as to where Sun Tzu was born. The Spring and
Autumn Annals states that Sun Tzu was born in Qi, while Sima Qian’s later Records of
the Grand Historian states that Sun Tzu was a native of Wu. Both sources agree that Sun Tzu was born in the late Spring
and Autumn Period and that he was active as
a general and strategist, serving king Helü of Wu
in the late sixth century BC, beginning around 512 BC. Sun Tzu's victories then
inspired him to write The Art of
War. The Art of Warwas
one of the most widely read military treatises in the subsequent Warring
States period, a time of constant war among
seven nations – Zhao, Qi, Qin, Chu, Han, Wei, and Yan – who fought to control the vast expanse of
fertile territory in Eastern China.
One of the more well-known
stories about Sun Tzu, taken from Sima Qian, illustrates Sun Tzu's temperament
as follows: Before hiring Sun Tzu, the King of Wu tested Sun Tzu's skills by commanding
him to train a harem of 180 concubines into soldiers. Sun Tzu divided
them into two companies, appointing the two concubines most favored by the king
as the company commanders. When Sun Tzu first ordered the concubines to face
right, they giggled. In response, Sun Tzu said that the general, in this case
himself, was responsible for ensuring that soldiers understood the commands
given to them. Then, he reiterated the command, and again the concubines
giggled. Sun Tzu then ordered the execution of the king's two favored concubines,
to the king's protests. He explained that if the general's soldiers understood
their commands but did not obey, it was the fault of the officers. Sun Tzu also
said that, once a general was appointed, it was his duty to carry out his
mission, even if the king protested. After both concubines were killed, new
officers were chosen to replace them. Afterwards, both companies, now well
aware of the costs of further frivolity, performed their maneuvers flawlessly.
Sima Qian claimed that Sun Tzu
later proved on the battlefield that his theories were effective (for example,
at the Battle of Boju), that he had a successful military career, and that
he wrote The Art of War based
on his tested expertise. However, the Zuozhuan, a historical text written centuries earlier than
the Records of the Grand
Historian, provides a much more detailed account of the Battle of Boju,
but does not mention Sun Tzu at all.
Historicity
Beginning
around the 12th century, some scholars began to doubt the historical existence
of Sun Tzu, primarily on the grounds that he is not mentioned in the historical
classic The Commentary of Zuo(Zuo Zhuan) which mentions most of the
notable figures from the Spring and Autumn period. The name "Sun
Wu" does not appear in any text prior to the Records of the Grand Historian,and may have been a made-up
descriptive cognomen meaning "the fugitive warrior": the surname
"Sun" can be glossed as the related term "fugitive" (xùn ), while "Wu" is
the ancient Chinese virtue of "martial, valiant" , which corresponds
to Sunzi's role as the hero's doppelgänger in
the story of Wu ZixuSkeptics cite possible historical inaccuracies and
anachronisms in the text, and that the book was actually a compilation from
different authors and military strategists. Attribution of the authorship of The Art of War varies among
scholars and has included people and movements including Sun; Chu scholar Wu Zixu;
an anonymous author; a school of theorists in Qi or Wu; Sun Bin;
and others. Unlike Sun Wu, Sun Bin appears to have been an actual person
who was a genuine authority on military matters, and may have been the
inspiration for the creation of the historical figure "Sunzi" through
a form of euhemerism.
The name Sun Wu does appear in later sources such as the Records of
the Grand Historian (Shiji ) and
the Wu Yue chunqiu. The
only historical battle attributed to Sun Tzu, the Battle of
Boju, has no record of him fighting in that battle.
The
appearance of features from The
Art of War in other historical texts is considered to be proof of
his historicity and authorship. Certain strategic concepts, such as terrain
classification, are attributed to Sun Tzu. Their use in other works such as The Methods of the Sima is
considered proof of Sun Tzu's historical priority. According to Ralph
Sawyer, it is very likely Sun Tzu did exist and not only served as a general
but also wrote the core of the book that bears his name. It is argued that
there is a disparity between the large-scale wars and sophisticated techniques
detailed in the text and the more primitive small-scale battles that many
believe predominated in China during the 6th century BC. Against this, Sawyer
argues that the teachings of Sun Wu were probably taught to succeeding
generations in his family or a small school of disciples, which eventually
included Sun Bin. These descendants or students may have revised or expanded
upon certain points in the original text.
Skeptics who
identify issues with the traditionalist view point to possible anachronisms in The Art of War including terms,
technology (such as anachronistic crossbows and
the unmentioned cavalry), philosophical ideas, events, and military techniques
that should not have been available to Sun Wu. Additionally, there are no
records of professional generals during the Spring and Autumn period; these are only
extant from the Warring States period, so there is doubt
as to Sun Tzu's rank and generalship. This caused much confusion as to
when The Art of War was
actually written. The first traditional view is that it was written in 512 BC
by the historical Sun Wu, active in the last years of the Spring and Autumn
period (c. 722-481 BC). A second view, held by scholars such as Samuel
Griffith, places The Art of War during
the middle to late Warring States period (c. 481-221 BC). Finally, a third
school claims that the slips were published in the last half of the 5th century
BC; this is based on how its adherents interpret the bamboo slips discovered at
Yin-ch’ueh-shan in 1972 AD.
The Art of
War is
traditionally ascribed to Sun Tzu. It presents a philosophy of
war for managing conflicts and winning battles. It is accepted
as a masterpiece on
strategy and has been frequently cited and referred to by generals and
theorists since it was first published, translated, and distributed
internationally.
There are numerous theories concerning when
the text was completed and concerning the identity of the author or authors,
but archeological recoveries show The Art of War had taken
roughly its current form by at least the early Han. Because
it is impossible to prove definitively when the Art of War was
completed before this date, the differing theories concerning the work's author
or authors and date of completion are unlikely to be completely resolved. Some
modern scholars believe that it contains not only the thoughts of its original
author but also commentary and clarifications from later military theorists,
such as Li Quan and Du Mu.
Of the military texts written before the unification of China and Shi Huangdi's
subsequent book burning in the
second century BC, six major works have survived. During the much later Song dynasty,
these six works were combined with a Tang text
into a collection called the Seven Military Classics. As a central
part of that compilation, The Art of War formed the
foundations of orthodox military theory in early modern China. Illustrating
this point, the book was required reading to pass the tests for imperial
appointment to military positions.
Sun Tzu's Art
of War uses language that may be unusual in a Western text on warfare
and strategy. For example, the eleventh chapter states that a leader must be
"serene and inscrutable" and capable of comprehending
"unfathomable plans". The text contains many similar remarks that
have long confused Western readers lacking an awareness of the East Asian context. The meanings of such
statements are clearer when interpreted in the context of Taoist thought
and practice. Sun Tzu viewed the ideal general as anenlightened Taoist master, which has
led to The Art of War being considered a prime example of
Taoist strategy.
The book
has also become popular among political leaders and those in business management. Despite its title, The
Art of War addresses strategy in a broad fashion, touching upon public administration and planning.
The text outlines theories of battle, but also advocates diplomacy and
the cultivation of relationships with other nations as essential to the health
of a state.
On April
10, 1972, the Yinqueshan Han Tombs were accidentally unearthed by construction
workers in Shandong. Scholars uncovered a collection of ancient texts written
on unusually well-preserved bamboo slips.
Among them were The Art of War and Sun Bin's Military
Methods. Although Han dynasty bibliographies noted the latter
publication as extant and written by a descendant of Sun, it had previously
been lost. The rediscovery of Sun Bin's work is regarded as extremely important
by scholars, both because of Sun Bin's relationship to Sun Tzu and because of
the work's addition to the body of military thought in Chinese late antiquity. The
discovery as a whole significantly expanded the body of surviving Warring
States military theory. Sun Bin's treatise is the only known
military text surviving from the Warring States period discovered in the
twentieth century and bears the closest similarity to The Art of War of
all surviving texts.
Legacy
Sun Tzu's Art
of War has influenced many
notable figures. Sima Qian recounted that China's first
historical emperor, Qin's Shi Huangdi,
considered the book invaluable in ending the time of the Warring
States. In the 20th century, the Chinese
Communist leader Mao Zedong partially credited his 1949 victory
over Chiang
Kai-shek and the Kuomintang toThe Art of War. The work
strongly influenced Mao's writings
about guerrilla warfare, which further influenced communist
insurgencies around the world.
The Art of War was
introduced into Japan c. AD 760 and
the book quickly became popular among Japanese generals. Through its later
influence on Oda Nobunaga, Toyotomi Hideyoshi, and Tokugawa
Ieyasu, it significantly affected the unification
of Japan in the early
modern era. Prior to the Meiji
Restoration, mastery of its teachings was honored among the samurai and its teachings were both exhorted
and exemplified by influential daimyo and shoguns.
Subsequently, it remained popular among the Imperial Japanese armed forces. The Admiral of the Fleet Tōgō Heihachirō, who led Japan's forces to
victory in the Russo-Japanese War, was an avid reader of Sun
Tzu.
Ho Chi Minh translated
the work for his Vietnamese officers to study. His general Vo Nguyen
Giap, the strategist behind victories over French and American forces in Vietnam,
was likewise an avid student and practitioner of Sun Tzu's ideas.
America's Asian conflicts against Japan, North Korea,
and North Vietnam brought Sun Tzu to the attention of
American military leaders. The Department of the Army in the United States,
through its Command and General Staff College,
has directed all units to maintain libraries within their respective
headquarters for the continuing education of personnel in the art of war. The Art of War is mentioned as an example of works to
be maintained at each facility, and staff duty officers are obliged to prepare
short papers for presentation to other officers on their readings. Similarly, Sun Tzu's Art of War is listed on the Marine Corps Professional Reading Program.During the Gulf War in the 1990s, both Generals Norman Schwarzkopf Jr. and Colin Powell employed principles from Sun Tzu
related to deception, speed, and striking one's enemy's weak points. However, the United States and other
Western countries have been criticised for not truly understanding Sun Tzu's
work and not appreciating The Art of War within the wider context of Chinese
society.
Daoist rhetoric is a component incorporated in the Art of War. According to Steven
C. Combs in "Sun-zi and the Art
of War: The Rhetoric of Parsimony" warfare
is "used as a metaphor for rhetoric, and that both are philosophically
based arts." Combs writes
"Warfare is analogous to persuasion, as a battle for hearts and minds." The application ofThe Art of War strategies throughout history is
attributed to its philosophical rhetoric. Daoism is the central principle in
the Art of War. Combs
compares ancient Daoist Chinese to traditional Aristotelian rhetoric, notably
for the differences in persuasion. Daoist rhetoric in the art of war warfare
strategies is described as "peaceful and passive, favoring silence over
speech". This form of
communication is parsimonious. Parsimonious behavior, which is highly
emphasized in The Art of War as avoiding confrontation and being
spiritual in nature, shapes basic principles in Daoism.
Mark McNeilly writes in Sun
Tzu and the Art of Modern Warfare that
a modern interpretation of Sun and his importance throughout Chinese history is
critical in understanding China's push to becoming a superpower in the
twenty-first century. Modern Chinese scholars explicitly rely on historical
strategic lessons and The Art
of War in developing their
theories, seeing a direct relationship between their modern struggles and those
of China in Sun Tzu's time. There is a great perceived value in Sun Tzu's
teachings and other traditional Chinese writers, which are used regularly in
developing the strategies of the Chinese state and its leaders.
In 2008, producer Zhang Jizhong adapted Sun Tzu's life story into a
40-episode historical drama television series entitled Bing Sheng,
starring Zhu Yawen as Sun Tzu.
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